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Consumer Compliance Management Program — Common Concerns and Best Practices

Outlook Live Webinar
Thursday, April 10, 2014

How does your institution’s compliance risk management program (compliance program) fare in today’s regulatory environment? Is your institution’s compliance program comprehensive and effective?

While the sophistication and formality of an institution’s compliance program will vary depending on the complexity of an organization’s operations, all institutions, regardless of size, should maintain an effective compliance program. An effective program is important, as a carefully devised, implemented, and monitored program provides the foundation for ensuring compliance with consumer banking laws and regulations.

If you are interested in learning more about ways to implement and maintain an effective compliance program, we invite you to attend our upcoming Outlook Live event Consumer Compliance Management Program — Common Concerns and Best Practices. During the event, Federal Reserve Bank of Boston Examiners Katina Tsagaroulis and Evangelia Stergiou will address some concerns commonly seen at our supervised institutions and highlight various components of a successful compliance program.

We will follow the presentation with a Questions and Answers segment, where we will respond to audience questions. In addition to taking questions during the webinar, please consider sending in questions via e-mail in advance of the event to facilitate the Q&A segment. Log-in and e-mail information will be provided with registration confirmation.

Please click on the URL, or copy and paste it into your browser to register:

http://www.webcaster4.com/Webcast/Page/48/3710

This webinar is part of an ongoing series of events focused specifically on consumer compliance issues. The “Outlook Live” Audio Conference is a Federal Reserve System initiative produced in conjunction with the quarterly newsletter Consumer Compliance Outlook.